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Children on the Brink: Strategies to Support a Generation Isolated by HV/AIDS tells a powerful and deeply disturbing story of crisis proportions. More than 40 million children in 23 developing nations will likely have lost one or both their parents by 2010. Most of these deaths will be the result of the HIV/AIDS pandemic and complicating illnesses. The human and social costs of these numbers are staggering.


In countries across Africa, Asia and Latin America, HIV/AIDS is unraveling years of progress in economic and social development. Life expectancy -— which has been steadily on the rise for the last three decades — will drop to 40 years or less in nine sub-Saharan countries by the year 2010. In all 23 countries included in this study, AIDS-related mortality will eliminate the gains made in child survival over the past 20 years. In Zambia and Zimbabwe, infant mortality rates will likely nearly double, and child mortality rates will triple. The economies of the developing nations in this study will all struggle to deal with the immense economic dislocation and costs of illness, death and lost opportunity. And while the bulk of countries in this study are in Africa, this report should also serve as a grave reminder of similar storm clouds gathering now in Asia and Latin America, and of the terrible toll the HIV/AIDS crisis will claim on those continents' children.

This report provides a compelling demographic portrait of an immense problem. However, more important than the numbers contained in this study is the human story they tell. Forty million children losing one or both of their parents are 40 million children more likely to be forced into child labor; 40 million children who may never have an opportunity to attend school; and 40 million children more at risk of contracting HIV. This study should serve as a call to action for developed and developing nations alike. We cannot risk losing an entire generation of children to despair, ill health and hopelessness.

J. Brian Atwood

Administrator, U.S. Agency for International Development

 

 

Cover Photo: FAO Photo, Uganda 1994

Since his father died of AIDS 18 months ago, and his mother ran away to find a new life, Ismail, 18, looks after his eight brothers and sisters, including a three year-old sick with AIDS. His paternal aunts are trying to take the land away from Ismail and his siblings, and they often take the plantain bananas Ismail grows as a staple to feed the family. The region around Ismail’s town of Rakai in Uganda was initially the hardest hit by AIDS, but the virus has now spread throughout the country, and the death toll is mounting around the nation.


Contents

The Demographic Effects of HIV/AIDS............................................................... 6

The Socioeconomic effects of HIV/AIDS.......................................................... 11

The Impact of HIV/AIDS on Children................................................................. 13

The Impact of HIV/AIDS on Families................................................................ 15

The Impact of HIV/AIDS on Communities........................................................ 18

Community-Based Responses to HIV/AIDS.................................................... 18

Helping Children, Families, and Communities Affected by HIV/AIDS.......... 20

Fundamental Priorities................................................................................. 20

Strategies for Intervention............................................................................. 22

Action Steps.................................................................................................. 29

Annex A. Statistical Tables................................................................................. 31

Annex B. Methodology........................................................................................ 45

Annex C. Contributors........................................................................................ 55

 


List of Figures

Orphan Estimates for 23 Study Countries.......................................................... 2

Orphans from AIDS and Other Causes in 19 African Countries....................... 3

Children Orphaned in the Most Severely Affected African Countries.............. 4

The 23 Countries in this Study.............................................................................. 6

Intervention Strategies to Assist Children, Families, and Communities Affected by HIV/AIDS           22

The Demographic Impact of AIDS Epidemic on the 23 Study Countries, 2010            33

Orphan Estimates for the 23 Study Countries, 1990....................................... 35

Orphan Estimates for the 23 Study Countries, 1995....................................... 37

Orphan Estimates for the 23 Study Countries, 2000....................................... 39

Orphan Estimates for the 23 Study Countries, 2005....................................... 41

Orphan Estimates for the 23 Study Countries, 2010....................................... 43

Total Number of Orphans in the 23 Study Countries, 1995B2010.................. 47

The Scope of this Study...................................................................................... 48

Calculating AIDS Orphans.................................................................................. 51

A Comparison of U.N. and U.S. Census Bureau Orphan Estimates for Selected Countries   54

 


Children on the Brink Strategies to Support Children Isolated by HIV/AIDS

In the countries most affected by HIV/AIDS, there has been growing concern over the number of orphans, a problem that has increased largely as a result of the pandemic. It has been difficult to track this trend because there are few estimates of the number of orphans caused by AIDS and because those estimates that do exist often are not comparable from one country to another. However, the needs of these children and their growing numbers mean that governments, donors, nongovernmental organizations, religious bodies, and others concerned about child welfare must take this trend seriously.

According to the U.S. Census Bureau, 15.6 million children will have lost their mothers or both of their parents by 2000 in 23 countries heavily affected by HIV/AIDS. That number will increase to 22.9 million by 2010, largely as a result of the HIV/AIDS pandemic. Nineteen of these countries are in Sub-Saharan Africa, where by 2010 these orphans will comprise up to 8.9 percent of children under age 15. The sheer size of the population at risk for HIV/AIDS in Asia means that the problem of orphaning there will eventually eclipse that of Sub-Saharan Africa. The number of orphans will continue to grow in Latin America and the Caribbean, where the pandemic started later.

The Census Bureau has estimated the number of maternal orphans (children who have lost their mothers) and double orphans (those who have lost both parents) in 23 countries hard-hit by HIV/AIDS.[1] The number of orphans in these countries is projected to grow sharply, largely as a result of the epidemic. However, these figures do not convey the full impact of HIV/AIDS on children and families in these countries. In order to develop a fuller picture of this impact, the U.S. Agency for International Development (USAID) contracted two independent researchers to expand the Census Bureau estimates of maternal and double orphans to include the number of paternal orphans (children who have lost their fathers).

Tracking the projected growth in the number of paternal orphans provides a better understanding of the impact of HIV/AIDS on children, for several reasons. The loss of a parent has profound significance for a child. The death of a mother, in particular, has dramatic psychosocial consequences. Children lose love and nurturing, and their households may break up, with siblings sent to live with different members of the extended family. Loss of a father often means the loss of income and results in economic deprivation. When a father dies of AIDS, the children often lose their mother as well, to illness or for social reasons.

When paternal orphans are included, the total number of orphans from all causes is projected to increase from 34.7 million in 2000 to 41.6 million in 2010 in these 23 countries.

Orphans are classified into three types:

Maternal orphans are children under age 15 whose mothers have died.

Paternal orphans are children under age 15 whose fathers have died.

Double orphans are children under age 15 whose mothers and fathers have both died.

The total number of orphans is the sum of the numbers in each category.

Source: Paternal orphans: S. Hunter, 1997; Double and maternal orphans: U.S. Bureau of the Census.


 


The growing number of orphans will have a profound impact on the societies in which they live. Orphans may suffer the loss of their families, depression, increased malnutrition, lack of immunizations or health care, increased demands for labor, lack of schooling, loss of inheritance, forced migration, homelessness, vagrancy, starvation, crime, and exposure to HIV infection. With orphans eventually comprising up to a third of the population under age 15 in some countries, this outgrowth of the HIV/AIDS pandemic may create a lost generation — a large cohort of disadvantaged, undereducated, and less-than-healthy youths. The threat to the prospects for economic growth and development in the most seriously affected areas is considerable.


 

The vulnerabilities of these children are increased by the geographic concentration of the HIV/AIDS pandemic — vulnerable children are cared for by vulnerable families and reside in vulnerable communities. Many of the communities most affected by HIV/AIDS are impoverished and isolated. Left with little or no outside assistance, some have devised creative programs to identify and assist the needy families in their midst, and there are similarities among these community-based responses. For example, many include mechanisms for assessing the needs of families and for monitoring the welfare of affected children. Many also include labor-sharing arrangements for day care and nutrition centers, agricultural work and other income-generating projects, home repair, and home care for the ill and for orphans. Paradoxically, these community-based support systems may be the least visible but most cost-effective ways to help families affected by HIV/AIDS.

Our experience with orphaning as a social problem is limited. Historically, orphaning on a large scale has been a sporadic, short-term problem, caused by war, famine, and disease. HIV/AIDS has transformed orphaning into a long-term, chronic problem that will extend into the next century. The serious social and economic dislocation that will result from the large and growing proportion of children who are orphaned will require comprehensive, creative, and long-term solutions.

In addition, we know that the impact of HIV/AIDS will vary widely from country to country, even within regions of high seroprevalence. For example, on average 16.2 percent of children under the age of 15 will be orphaned from all causes in the 19 African study countries by 2010, but that proportion will be over 25 percent in eight of these countries (Rwanda, Tanzania, Uganda, Botswana, Malawi, Zambia, Zimbabwe, and Burkina Faso).

 

 

HIV/AIDS and Orphans

Orphanhood peaks seven to ten years after seroprevalence.

Orphan populations in Sub-Saharan Africa will continue to grow until at least 2010 and may not peak in some countries until after 2020.

The problem, already serious, will become much worse.

By 2010, about 13.5 percent of children under age 15 in the study countries will lose one or both of their parents to AIDS and other causes.

In the four non-African study countries, the number of orphans peaks earlier because of declining fertility rates and decreases in the number of children born, rather than to declining HIV-infection rates.

Initial seroprevalence is lower in West Africa, and therefore the epidemic may peak at a lower level and later than in other parts of Sub-Saharan Africa.

The problems of children affected by HIV/AIDS begin long before their parents die and extend beyond their individual households to affect relatives, neighbors, and whole communities. Interventions to respond to AIDS orphaning therefore must target communities and must include all children affected by HIV/AIDS, not just those whose parents have been in­fected with HIV or have died from AIDS.

Coupled with the displacement of children from other causes, including natural disasters, war, and genocide, the number of children without parents promises to be extraordinary in some countries. Even if development assistance were increased, which is unlikely, it will be inadequate to address the problem. New approaches — including policy innovations for women and children — must be developed within the next few years to nurture and develop local efforts to assist families and communities.

This report was developed by two independent researchers contracted by USAID to review the situation of AIDS orphans. The authors, who have been engaged in assessing and addressing this problem for several years, reviewed and synthesized a substantial amount of information available on children affected by HIV/AIDS in developing countries.

The study includes Bureau of Census estimates of maternal and double orphans caused by AIDS and by other causes in 23 countries, as well as complementary estimates of the population of paternal orphans, developed by one of the authors using census data from developing countries and previous large- and small-scale studies of orphans. The report also describes how the burden of increased orphan­ing is affecting individuals, families, and communities and what the response has been by those affected as well as by governments and aid organi­zations. The authors identify issues that need to be discussed and considered by organizations that seek to address development, child welfare, or HIV/AIDS issues. Finally, the authors provide their perspective on guidelines for assisting children, families, and communities affected by HIV/AIDS and outline six intervention strategies.

Text Box:
The Demographic Effects of HIV/AIDS

In 1994, the U.S. Census Bureau estimated the impact of AIDS deaths on the populations of 14 countries that had seroprevalence levels in urban areas above 5 percent.[2] In 1996, 19 countries had reached this seroprevalence threshold, all but two of which are in Sub-Saharan Africa. This study focuses on these 19 countries, as well as two countries where seroprevalence is approaching 5 percent and two additional countries for which sufficient data are available to accurately estimate the impact of HIV/AIDS. (See Annex Figure A–1 for the projected impact of HIV/AIDS in these 23 countries.)

The Demogrpahic Effects of HIV/AIDS

Crude death rates may double or triple, and life expectancy may fall.

Population growth may flatten or become negative.

Infant and child mortality may increase to levels that are two to five times those that would be expected without HIV/AIDS.

Dependency ratios may worsen due to AIDS-related illnesses among adults.

The age distribution of the population in some areas will be affected by HIV/AIDS, which has a greater impact on young people.

Gender ratios may shift in some age groups because of higher infection rates and mortality in women.

The number of widows may increase, and their socioeconomic condition may worsen.

Household composition will change as middle-aged parents die, and grandparents are left to raise young children.

Countries may experience the most severe demographic effects of HIV/ AIDS years after the height of the epi­demic. For example, the number of orphans peaks seven to ten years after seroprevalence. These demographic effects are now appar­ent and are expected to increase in Sub-Saharan Africa, where the epidemic began early. They will become increasingly evident in the next decade for countries in Latin America and Asia, where the epidemic began later.

n         Total Population Loss. By 2010, the total population loss resulting from AIDS in these 23 countries is expected to be 76.2 million. The six East African countries in this group are expected to lose 28.6 million people, the six Southern African countries are expected to lose 17.3 million people, and the seven Central and West African countries are expected to lose 18.9 million people. The population loss in the four non-African countries is projected to total 11.4 million. These losses will be the result both of very large increases in adult and child mortality and from low fertility rates, as well as to some reduction in births caused by the premature death of women of childbearing age.[3]

n         Population growth rates. AIDS is expected to reduce population growth rates to less than half of their expected levels by 2010, and they may remain low or negative for many years. In most countries, total population growth will remain positive because fertility rates will remain high. However, in three countries — Botswana, Guyana, and Zimbabwe — fertility rates may drop sufficiently to result in negative population growth by 2010. Growth rates may near zero in Malawi and may slow to about 1 percent in the Central African Republic, Kenya, Lesotho, Rwanda, South Africa, Zambia, and Tanzania.

n         Crude death rates. Crude death rates may be more than 1.5 times their present levels for these countries overall, but the effects will vary by country. For example, crude death rates are projected to increase by half in Ethiopia but to more than double in Tanzania and Uganda. In the hardest-hit countries, including Zambia, Zimbabwe, and Malawi, crude death rates may increase by three to six times. The social costs of the rising number of AIDS deaths will be numerous, including disruption of family and social structures and the omnipresence of anxiety and grief.

n         Fertility rates. Based on current trends, fertility rates can be expected to decline only gradually in Sub-Saharan Africa, resulting in sustained increases in the total population despite the increased mortality. Most simulation models assume that HIV/AIDS will have no direct effects on fertility, which means that seroprevalence levels would have to reach about 50 percent to offset the high natural rates of population increase in most countries. However, a recent survey in the Kagera Region of Tanzania suggests that increased adult mortal­ity reduces people’s desire for additional children. This effect is evident at the community and household levels and is most pronounced when there have been recent female deaths, presumably because of the added burden of orphans on the surviving females. Other studies suggest that HIV has lowered pregnancy rates. Increases in child mortality — another result of HIV/AIDS —  generally increase people’s desire for more children, but this effect has not been sufficient to balance the decreases in the number of births caused by adult deaths. More data are needed in this vital area because of the strong implications for future birth rates.

n         Life expectancy. Since AIDS kills proportionately more young adults and children, it will have a pronounced effect on life expectancy at birth in many countries. Life expectancy will drop to 40 years or less in nine Sub-Saharan African countries by 2010. Botswana, Kenya, South Africa, Zambia, and Zimbabwe would have had life expectancies of 60–70 years without HIV/AIDS but will suffer severe setbacks. Other countries that were making more modest but significant improvements in life expectancy will also see severe reductions, including Burkina Faso, Central African Republic, Malawi, Tanzania, and Uganda.

n         Age distribution. HIV/AIDS also affects the age distribution of a population. Currently, in all areas of the world except North America, Europe, the former Soviet Union, and Oceania, the number of children under age 4 is greater than the number of the adults over age 59. In Asia, the Near East, Northern Africa, and Latin America and the Caribbean, this situation will change, and the elder­ly will begin to outnumber the very young within the next decade. In Sub-Saharan Africa, however, children under age 5 will continue to outnum­ber adults over age 44. According to the Census Bureau, there will be 12 times as many children under age 15 as adults over age 64 in Sub-Saharan Africa.[4] The pro­portion of the world’s children under age 15 who live in devel­oping coun­tries will near 90 percent in 2020. As a consequence, the impact of the epidem­­ic on children and their families will be more substantial in those countries.

AIDS mortality is less concentrated in specific age groups than, for example, deaths caused by war. Nonetheless, the populations of countries severely im­pact­­ed by HIV/AIDS will be considerably different than they would have been without HIV/AIDS. In general, population pyramids, which chart the age break­­down of a population and show the youngest segments at the bottom, will be less broad at the bottom reflecting a decrease in the number of people in younger age groups. As with other population effects of HIV/AIDS, the impact will vary by country depending on the age and severity of the epidemic.

n         Infant and child mortality. HIV/AIDS has a profound effect on the mortality of infants (under 1 year of age) and children (under age 5), as a result of interuterine infection and perinatal transmission. In all 23 countries included in this study, AIDS–related mortality will eliminate the gains made in child survival over the past 20 years. The effects will be most pronounced in those countries that have made the greatest progress in reducing infant and child mortality. In Zambia and Zimbabwe, infant mortality rates may nearly double, and child mortality rates may triple. In Kenya and Uganda, infant mortality rates are projected to increase by 50 percent, and child mortality rates are projected to double. The effects may actually be more severe, however, because there may also be increased mortality among HIV–negative children who live with an HIV–infected parent because their nutrition, health, and survival rates may be poorer than for other children. The number of children living with an HIV–infected parent in Thailand, for example, are expected to be more than twice the number of orphans by 2005, although this group will diminish as more infected parents die of AIDS.

n         Dependency ratios. Overall, HIV/AIDS will have only a slight impact on dependency ratios — the ratio of dependents to economically active adults — because the epidemic kills children as well as adults. However, dependency ratios can vary considerably in the short-term and in particular areas according to ­the age of the epidemic and geographic variations in seroprevalence. These short-run changes may require considerable social adjustment. More­over, dependency ratios may mask the economic effects of the increased depen­dency of adults sickened by HIV/AIDS and the fact that young people affected by HIV/AIDS often leave school or enter the labor force at earlier ages.

n         Gender ratios. Women face a higher risk of HIV infection than men. If HIV/AIDS mortality is more concentrated in women, there may be fewer economically active females. Because women are much more likely than men to be family caretakers, this will affect the well-being of children and families. There may also be a change in the gender ratios in certain age categories — for example, there could be 1.5 men for every woman in some Sub-Saharan African countries within the next 20 years.

n         Widow(er)hood. The proportion of women who are widowed increases in earlier years of the epidemic, although the duration of widowhood will decrease if women are infected and die as a result. Older people will experience economic setbacks because of the loss of support from their children who die from HIV/AIDS. Those who will lose the most are elderly women, who not only will be burdened by caring for the very young but will also experience a drastic deterioration in their social and material resources for coping with this burden. The vulnerability of grandmothers will ultimately affect the grandchildren in their care.

n         Household composition and/or co-residence. With increased mortality among adults aged 19 to 49, those in older age groups will assume more responsibility for providing care for the family and for the ill. The proportion of households with three resident generations will decrease, as middle-aged parents die and grandparents are left with children. The number of households with orphans, which is already a substantial proportion of the total, will increase. A Ministry of Health study in Zambia estimated that 40 percent of households may have one or more orphans in the future and that 16 percent may be headed by widows. The 1995 Uganda Demographic and Health Study found that 25 percent of all households included foster children under age 15.

The Socioeconomic effects of HIV/AIDS

The Socioeconomic Effects of HIV/AIDS

Growth of GDP per capita will decline slowly by steadily.

Labor shortages may arise, affecting household production and production in commercial agriculture and industry/

More households will be impoverished because of lost productivity and lost access to markets.

Child labor will increase inside and outside the home because of the scarcity of adult labor.

Nutritional status may suffer because of the decline of household labor for subsistence agricultural production.

Social services will be stressed.

Health care will become less accessible as conditions related to HIV/AIDS stress hospital and home care systems.

School enrollment will decline due to increased mortality of children under age 5 and increasing demands for child labor.

In addition to reversing gains in infant and child mortality, adult longevity, and general health, HIV/AIDS threatens to reverse the socioeconomic gains made by many developing countries. The relationship is bidirectional. On one hand, many of the patterns of recent social and economic development created the conditions that have allowed the spread of HIV/AIDS, including male labor migration, underemployment of women, civil strife, refugee movements, urbanization, structural adjustment, and increasing poverty. On the other, HIV/AIDS will cause fundamental social and economic changes in countries with high seroprevalence levels that will affect the demand for labor, the availability of social services, access to health care, educational opportunities, and the rates of poverty at the household level.

The World Bank’s 1993 World Development Report noted that HIV infections were a leading cause of disability and death and predicted an annual slowing of growth of income per capita by 0.6 percent in the 10 worst-affected countries in Sub-Saharan Africa. Others argue that net effects may not be visible on the aggregate level. But, as one observer commented about the Asian epidemic,

that doesn’t mean...countries aren’t paying a price; it’s just being exacted at the local level. The economic effects of HIV/AIDS...are felt most strongly by families, communities and [small-scale] industries such as fishing and trucking.[5]

The effects of HIV/AIDS will be uneven among households and communities but will encompass the following areas:

n         Social Services. The added strain and pressure that coping with HIV/AIDS places on families and households may result in increased child abuse and neglect. In many of the countries most heavily affected by HIV/AIDS, social service and welfare agencies are the most understaffed and underfunded parts of the government, and the safety net for impoverished and stressed families is nearly nonexistent. If these types of agencies are strengthened, they can play an important role in assisting children, families, and communities; preventing abuse; and fostering cooperation among nongovernmental and community-based organizations.

n         The well-being of individuals and households. The costs of HIV/AIDS– related illness and death can be enough to send a household into permanent poverty or from poverty into destitution. Per capita and household income will decline as more families are thrown into poverty by costs of illness, health and hospital care, and support of orphans. The loss of women’s labor in the home and in agriculture will create critical deficits in food supplies and potentially in exports. The loss of female caretakers for sick adults and children will lower the overall welfare of families and communities and reduce their ability to provide mutual assistance. As a consequence, children will have weaker household systems of care and protection and will be forced to assume adult roles in the home and in external labor markets.

n         Demand for labor. HIV/AIDS causes illness and death among adults in the most productive age groups. The costs of absenteeism and reduced produc­tiv­ity may be higher than the costs of eventual deaths. HIV/AIDS will signifi­cantly slow the growth of the labor force and will create labor shortages in certain markets. For example, the growth of the number of workers in Thailand is projected to be 12 percent less than anticipated in the 1990s due to HIV/AIDS mortality, which has led some businessmen to pay for HIV/AIDS prevention programs. In many areas of Sub-Saharan Africa, companies are contributing not only to HIV/AIDS prevention programs but also to vocational training and educational programs to develop replacement labor. A study in Uganda estimated there would be 2 million fewer people in the working age groups by 2010, 12 percent less than without HIV/AIDS.

n         Urban poverty. Higher seroprevalence in urban areas will aggravate the situation of the urban poor more than the rural poor, who have broader household and community support systems and can fall back, to some extent, on household food production as their incomes decline. Reverse migration of urban dwellers to rural farms may provide a safety valve, particularly for HIV–infected people and HIV/AIDS orphans, but large influxes may over­whelm the resources of rural relatives, particularly if they add to the burden of caring for those ill from HIV/AIDS.

n         Agricultural production. Household food production will become less labor-intensive and probably less nutritious. Commercial production by small­holders and plantations will be jeopardized as labor is diverted to the immed­iate demands of food crop production. Farming systems where labor is already scarce, overall or on a seasonal basis, will be most vulnerable.

n         Health care. HIV/AIDS–related illnesses are swamping hospital beds and budgets in all countries in the region. Home care systems are being developed, but they require external resources, which continue to be scarce.

n         School Enrollment. Increases in HIV/AIDS–related illness and death will likely cause a decline in school attendance as declining household incomes put pressure on children to help meet the need for labor and income. A World Bank study in Tanzania suggested that HIV/AIDS may reduce the number of primary schoolchildren by 22 percent and secondary schoolchildren by 14 percent as a result of increased infant and child mortality as well as lower attendance. HIV/AIDS also will reduce the number of teachers available, just as it will reduce the number of skilled workers in other sectors.

The Impact of HIV/AIDS on Children

The demographic effect of HIV/AIDS that has received the most attention is the increase in the number of orphans — perhaps because of our natural sympathies for the suffering of children. Increased numbers of orphaned children certainly will be the most visible demographic shift caused by the pandemic.

In many of the Sub-Saharan African countries included here, the HIV/AIDS pandemic began early and is now severe, with seroprevalence rates in some urban areas above 30 percent. Because of its severity, the epidemic has been closely monitored in these countries, which include Botswana, Kenya, Malawi, Rwanda, Tanzania, Uganda, Zambia, and Zimbabwe. In Sub-Saharan Africa, the epidemic is expected to peak before 2010, and orphan populations will peak seven to ten years later. This means that orphan populations are projected to increase in Sub-Saharan Africa through at least 2010. However, the Asian countries that are most seriously affected by HIV/AIDS are home to over 20 percent of the world’s population, and so it is likely that by 2020 the largest number of HIV/AIDS orphans will be in South and South East Asia. Unfortunately, data is unavailable to make accurate projections of the number of HIV/AIDS orphans in most Asian countries where epidemic impact is likely to be severe, including India, Burma, Cambodia, and Vietnam. This underscores the importance of developing effective interventions in Sub-Saharan Africa that can be applied when the problem of HIV/AIDS orphans becomes severe in Asia and other areas of the world.

The Impact of HIV/AIDS on Children

Loss of family and identity

Psychosocial distress

Increased malnutrition

Loss of health care, including immunization

Increased demands for labor

Fewer opportunities for schooling and education

Loss of inheritance

Forced migration

Homelessness, vagrancy, starvation, crime

Exposure to HIV infection

Yet, the problems children face as a result of HIV/AIDS begin long before their par­ents die, because they live with sick rela­tives in households stressed by the

drain on their resources. In countries with only moderately severe HIV–infection rates, up to 25 percent of children born to healthy women may have at least one parent infected with HIV by their fifth birthdays.[6]

Children in households affected by HIV/AIDS face loss of their family and their identity, psychosocial distress, increased malnutrition, loss of health care (including immunization), increased demands for labor, reduced opportunities for schooling and education, the loss of their inheritance, forced migration, homelessness, and exposure to HIV infection.

In estimating the total number of children orphaned by AIDS, the Census Bureau subtracts the number of children born HIV–positive — some 39 percent of children born to HIV–positive mothers.  In Sub-Saharan Africa, most HIV–positive children die before their second birthdays. They live longer in other parts of the world, due to better nutrition and health care.

Unfortunately, there is no good methodology for estimating the number of HIV– positive children. We do know, however, that for every 10 orphans who survive to age 15, there are three or four children infected with HIV who die much sooner. These children are often quite sickly and require special care and attention from their mothers, their families, and the health care system. Information, education, and communications campaigns can be used to help mothers understand that not all of their children are necessarily HIV–positive so that they seek appropriate medical attention and immunization for HIV–negative children.

Governments and relief agencies need to know more about these children — who they are, where they live, who is taking care of them, and what can be done to help them. We need this knowledge for their benefit and for our own. Not only do these children deserve our humanitarian concern, but the potential social impact of their presence in large numbers demands our immediate attention. The presence of large numbers of undereducated, impoverished, and less-than-healthy children in underdeveloped social structures may have negative effects on social organiza­tions and societal stability.

HIV/AIDS causes serious problems for children. But singling out for assistance those children whose parents have died of AIDS stigmatizes the intended bene­ficiaries. The needs of individual children are not necessarily greater than those of children orphaned by other causes or vulnerable for other reasons, and the problems may begin long before their parents become ill or die from HIV/AIDS. Because of increased economic stress on households, many children who are not themselves orphans also will experience these problems.

For these reasons, interventions should be targeted in two stages. They should be directed to the communities where the impact of HIV/AIDS is greatest and where it significantly affects the ability of families to meet their children’s needs. Within these communities, assistance should be targeted to the children and families iden­ti­f­ied by residents as the most vulnerable (without making HIV/AIDS a criterion).

The Impact of HIV/AIDS on Families

The problems caused by HIV/AIDS are shared by all members of the household. The locus of care for HIV/AIDS patients is the family because of poverty or a lack of access to institutional care, personal preference, and cultural norms. Changes in family composition and increased poverty limit the ability of many families to provide care for sick family members. Most HIV/AIDS patients now care for themselves or are assisted by female relatives.

Households often cannot afford even basic medicines to treat opportunistic infections or to make patients more comfortable. The demands of caring for sick family members may lead caretakers to neglect their own needs or those of others in the household. Caretakers can benefit from the support of members of their extended families or communities and from counseling to address the stigma, isolation, and uncertainty they often feel about the future.

HIV/AIDS places new demands on family resources and reduces the time adults can spend on income-generating activities or subsistence agriculture. Medicines, treatments, and other care often consume a significant share of the family income. When HIV infection results in illness, adult family members are less able to care for children and the elderly. The demands for children’s labor for domestic chores, income-generating work, or care for an ailing parent increase. Girls often face pressure to marry at younger ages. Households with HIV/AIDS typically spend a full year’s income meeting treatment and funeral costs. Many families are impoverished by HIV/AIDS, particularly those with little savings or reserves. Female-headed households are especially vulnerable.

Labor-intensive, small-holder farms generally decline as a result of HIV/AIDS because it reduces the quality and quantity of household labor and limits the amount of disposable income available for farm inputs. HIV/AIDS deaths may result in changes in land ownership and utilization, food- and cash-cropping patterns, reduced food stores, and the sale of livestock holdings. The overall result may be diminished nutrition for adults and children.

HIV/AIDS causes the dissolution of households. Children may be fostered or adopted prior to the death of a parent. Orphans are cared for by grandparents, uncles, aunts, or siblings. Female orphans are often preferred for adoption over male orphans because they can provide domestic labor, sexual diversion, and, in many countries, a bride price.

Children’s psychosocial distress begins with a parent’s illness, and they are left emotionally and physically vulnerable by the death of one or both parents. They may suffer lingering emotional problems from attending to dying parents and see­ing their parents die. Orphans are more likely to be removed from school because of the loss of household income and labor. They experience higher morbidity and mortality and decreased nutrition. Chil­dren under age 2 who lose their mothers are most likely to suffer additional morbidity and mortality.

AIDS deaths lead to a redistribution of household assets, often with the disen­franchisement of women and children. (However, redistribution according to customary law that favors relatives of the male head of household is sometimes blocked by family members or the community, which indicates a considerable

The Impact of HIV/AIDS on Families

Loss of family members (death, fostering, adoption)

Changes in household and family structure

Family dissolution

Lost income

Impoverishment

Lost labor

Forced migration

Grief

Stress

Reduced ability to care for children and elderly household members

change in attitudes and beliefs.) Widows may have difficulty remarrying or find potential husbands reluctant to assume responsibility for their children.

HIV/AIDS also affects the nature of households. There is an increase in multi­generational households without the middle (income-generating) generation. There is an increase in female-headed households that have little access to family or external resources. The roles of family members change. Children may care for ill adults and work to produce food and generate income. Children also are marry­ing younger. With increased mortality among adults, older people will provide more care for children and the ill. This burden will fall disproportionately on elderly women, who are not only burdened with care of the young, but also experience economic setbacks because of loss of support of their children.

The proportion of households with orphans, already substantial, will increase. A study by the Zambian Ministry of Health estimated that 40 percent of households in the country have one or more orphans and that 16 percent of households are headed by widows. The 1995 Ugandan DHS found that 25 percent of all households included foster children under age 15.

HIV/AIDS often causes urban-to-rural migration, the opposite of regular patterns. Illness forces some people to seek care or support from extended families in rural areas. Also, orphaned children are often sent to live with relatives in a parent’s home village. Other people leave cities because they are afraid of contracting HIV/AIDS in urban settings.

The changes experienced by children, families, and communities vary around the world. In Africa, despite their poverty, children benefit from broad support mech­anisms that may provide a stronger safety net than in other regions. These include multigenerational families, single mothers living in sub-house­holds, customs for exchanging children among kin, and the sharing of child support and child rearing. Many of these patterns and customs differ in Asia or Latin America.

The Impact of HIV/AIDS on Communities

The vulnerabilities of children, families, and communities are compounded by the geographic concentration of the pandemic. Vulnerable children are cared for by vulnerable families and reside in vulnerable communities. Many communities hardest hit by HIV/AIDS are already severely disadvantaged, with high poverty,

The Impact of HIV/AIDS on Communities

The labor pool is reduced, particularly for agricultural labor and for skilled labor, including health workers and teachers.

Poverty increases.

Infrastructure deteriorates.

Access to health care and education is reduced.

Mortality is elevated.

The community has fewer resources to marshal for mutual aid.

Communities suffer a general loss of resilience.

poor infrastructure, and little or no access to even the most rudimentary services. In fact, communities with the highest infection rates are often the most impov­erished and marginal because these are the conditions conducive to rapid HIV transmission. 

The vulnerability of a particular community can be measured along a number of dimensions, including HIV/ AIDS prevalence; the existing orphan burden; the community’s eco­nomic strength, including the availability of employment and subsistence food pro­duction; and the level of infrastructure, especially the availability of health and education services. HIV/AIDS stresses com­munities in a variety of ways. There may be reductions in the labor pool, particularly for agricultural and skilled labor, increased poverty, a reduced ability to maintain infrastructure, reduced access to health care and education, elevated mortality, fewer resources to be marshalled for mutual aid, and a general loss of resilience.

Community-Based Responses to HIV/AIDS

In many areas, communities have joined together spontaneously to support and assist families and children affected by HIV/AIDS. Left on their own, with no external assistance, some communities have devised identification and assistance programs of varying sophistication to help needy children and families in their midst. The paradox is that community-based responses may be the most cost-effective interventions while being the least visible.

Many of the community-based programs to assist those affected by HIV/AIDS are developed and run by community-based organizations, or CBOs. These organizations are generally democratic, representing the interests of their members and accountable to them. They are formed as a response to shared experiences, and they generally do not rely on outside sources for funding. They are usually local but can spread and grow into networks of grassroots organizations.

In 1993, the United Nations Development Program (UNDP) estimated that there were at least 100,000 CBOs worldwide. These groups form a powerful constit­uency for governments, nongovernmental organizations (NGOs), and donors.

Shared Elements of Community-Based Interventions

Enumeration and needs assessments

Targeting assistance to the most needy

Monitoring vulnerable children and families

Labor-sharing

Savings and credit schemes

Protection of property and inheritance rights of widows and children

Vocational training

Changes in local laws and practices

Many of the communities hardest hit by HIV/AIDS have fashioned similar responses to increased illness and death from HIV/AIDS and the resulting needs of families and children, including the following:

n         Systems to enumerate and assess the needs of families and children to determine the extent of problems, to raise awareness, and to promote informed decision-making

n         Targeting assistance to families and children most in need

n         Monitoring systems, which are often ad hoc, to maintain contact with children, supervise their activities, and prevent child labor abuses

n         Voluntary labor sharing for a variety of purposes, including:

§         cooperative daycare and nutrition centers to free women burdened with HIV/AIDS patients and additional foster children to work in or outside the home

§         agricultural projects at various levels to increase output

§         income-generating projects to produce food and cash

§         repair of deteriorating houses

§         home care and visitation of orphans and HIV/AIDS patients

§         preparation and distribution of school uniforms

§         Credit schemes for funeral benefits or income-generating projects

n         Efforts to protect the property and inheritances of widows and children from being appropriated by the family of a deceased spouse

n         Apprenticeships to teach orphaned adolescents marketable skills

n         Efforts to change local laws and practices that burden needy families and children, such as restrictions on and fees for school and health services.

Helping Children, Families, and Communities Affected by HIV/AIDS

It is impossible to overemphasize or exaggerate the scope and complexity of the  challenges faced by children affected by HIV/AIDS and by the families, com­munities, and governments responsible for their well-being. The coordination, effectiveness, and impact of HIV/AIDS programs must be improved. Appropriate programs must be effective, cost-effective, and sustainable over the long term.

Fundamental Priorities

Four fundamental priorities should guide responses to the needs of these children.

n         Urgency: The problems of children affected by HIV/AIDS are not new, but they have taken on a new urgency. The number of orphans has grown since HIV began to spread in the 1970s, and they now demand our immediate attention. Some 30 million children have already lost one or both parents to all causes, including AIDS, in the 23 study countries included in this report. The numbers of orphans will swell in the near future as the epidemic grows in Asia and in Latin America and the Caribbean. In short, the estimates for the 23 countries in this study, as large as they are, reflect only a portion of the total number of children affected by HIV/AIDS worldwide. Solutions have been developed — especially by the families and communities most affected — but these need to be strengthened, expanded, and combined to adequately address the current and future needs of these children.

n         Realism: The estimates in this report of the number of HIV/AIDS orphans give us a perspective on the gravity and enormity of the challenge we face. We must be realistic about the feasibility of different types of interventions to assist those affected by HIV/AIDS. Scarce resources cannot be used to develop costly institutional programs or direct interventions by nongovern­mental organizations (NGOs). The resources available must immediately be devoted to building on the innovative and effective approaches being developed by affected communities them­selves. These are the only interventions that will be sustainable over the long term, both financially and morally.

n         Scale: Intervention programs must be quickly brought to scale to achieve national coverage. This is no longer a luxury but a necessity. Doing this will require dramatic initiatives. The principal requirement is strong and visionary national leadership. National leaders must develop alternative resources to finance such programs, including community and voluntary resources and donor financing. They also must be committed to policy interventions that increase the rights of women and children, improve their ability to support themselves and obtain a reasonable education, and protect their earnings and investments through equitable property ownership and inheritance laws.

Most responses to children and families affected by HIV/AIDS have been far too limited in scope and scale. Governments, donors, NGOs, and others must coordinate their efforts to address the large and growing problems that exist. A strategic, coordinated response at scale requires programs that are:

§         targeted to the most vulnerable areas, communities, and population groups

§         targeted by each community to the most vulnerable children and households

§         effective in reducing the vulnerability of orphans and other affected children

§         sustainable, with a low cost per beneficiary

§         integrated or coordinated with existing services and development initiatives.

n         Appropriate Roles: In going to scale to achieve national coverage, resources will be spread thin, and those involved must assume appropriate and cost-effective roles. There must be a hierarchy of responsibilities among key actors to improve the efficacy and cost-effectiveness of programs. International organizations and donors should provide and coordinate resources and serve as a resource to governments. They can identify appropriate community-based responses, evaluate their effectiveness, and share the lessons learned. National governments should provide leadership and develop national strategies that target resources to the most needy, integrate interventions with existing services, facilitate information-gathering and -sharing, and generally improve the welfare of children and families. Communities should identify and monitor vulnerable children and families and develop and implement programs to assist them. NGOs should help communities expand their capacities to address the needs of their members by helping them to strengthen their response mechanisms and to identify and generate additional resources.

Strategies for Intervention

The first and most important responses to the problems caused by HIV/AIDS comes from the affected children, families, and communities themselves. The efforts of governments, nongovernmental organizations, and donors are signifi­cant largely to the extent that they help children, families, and communities cope more easily with these problems.

Recent experience suggests that six basic intervention strategies can help govern­ments, NGOs, and donors to target their efforts.

 

Intervention Strategies to Assist Children, Families, and Communities Affected by HIV/AIDS

 

1. Strengthen the capacity of families to cope with their problems.

 

2. Stimulate and strengthen community-based responses.

 

3. Ensure that governments protect the most vulnerable children and families.

 

4. Build the capacities of children to support themselves.

 

5. Create an enabling environment for affected children and families.

 

6. Monitor the impact of HIV/AIDS on children and families.

1. Strengthen the capacity of families to cope with their problems.

When a household begins to feel the effects of HIV/AIDS, extended family relationships are its first safety net. Although families are under great stress, the extended family has not collapsed under the weight of the HIV/AIDS pandemic. Most families are still providing some level of care for the overwhelming majority of affected children. Even in the most severely affected countries, the vast majority of orphans are living within their extended family networks. Typically, less that 1 percent of orphans live on the street, in institutions, or in households headed by children.

Strengthening the Capacity of Families to  Cope with Their Problems

Improve infrastructure

Provide access to credit

Increase their ability to generate income

Reduce demands on their labor

Protect women’s and children’s property and other legal rights

Ensure access to health services

Respond to their psychosocial needs

However, the customs and reality of caregiving for HIV/AIDS and trends in family structure in developing countries combine to place the greatest stress and respon­sibility on females in the family, both adults and children. Action is needed to empower women and maximize their access to economic resources. In many of these countries, women have few legal rights — for example, they may be unable to own or inherit property or to hold a job without a man’s permission. In addition, building basic infrastructure that reduces the demands on women’s labor can significantly alleviate their vulnerability.

Many of the problems faced by households affected by HIV/AIDS are fundamen­tally economic. These households are generally struggling to make ends meet and suffer setbacks when a member is sick with HIV/AIDS, when a sick member dies, or when they take in orphans. Arranging access to formal or informal credit mech­anisms or ways to generate additional earning capacity can help families over­come such setbacks. In addition, reducing the demands on household members’ labor can free them to undertake other productive activities. This might involve, for example, supporting community-based child care, extending piped water to villages, or enabling artisans to produce fuel-efficient stoves to reduce the time required to collect firewood.

Reducing “property grabbing” by protecting women’s and children’s property and inheritance rights can reduce the vulnerability of survivors. This can be done, for example, by informing HIV–infected parents and women about laws that can pro­tect their inheritance rights, by helping people to prepare written wills, by supporting legal services for widows and orphans to help them regain property, and by sensi­tiz­ing traditional leaders about the need to protect widows’ and orphans’ property rights through traditional law and customs.

Support for home-based care of HIV/AIDS patients is an important way to strengthen families’ capacity to cope. Family members learn to provide more ade­quately for the needs and comfort of those who are ill. This is also an opportunity to provide psychosocial support to those who are ill and their family members.

Measures should be taken to reduce the health risks to children in households affected by HIV/AIDS. These may include developing home-based health services, supporting child nutrition pro­grams, making special efforts to include these children in immunization programs and other health outreach efforts, incor­porating training about HIV pre­vention into programs that reach all children (i.e., in school) and that target especially vulnerable children (e.g., street children), and improving access to safe water.

Protracted illness and the eventual death of parents have profound psychosocial effects on children, but these receive less attention than the more visible problems they face. Most measures to address psychosocial needs among children affected by HIV/AIDS do not require separate new programs but can be incorporated into school, health, and other activities. Approaches include helping infected parents play normal parental and social roles and giving children opportunities to talk about their fears.

In addition to physical and material support, a vitally important aspect of strength­ening family coping capacities is providing emotional support and encouragement. Friends, neighbors, families, members of the families’ religious communities, or cooperative associations can help build a sense of hope and possibility through periodic visits. This can also be an important component of outreach programs that support home-based care.

2. Stimulate and strengthen community-based responses.

Stimulating and Strengthening Community-Based Responses

Respect community decision-making

Enhance the community’s ability to support vulnerable families

Organize orphan-visiting programs

Protect women’s and children’s property rights

Provide training

Organize cooperative day care and labor support

For children whose families cannot adequately provide for their basic needs, the community is the second safety net. The types of spontaneous, community-based interventions discussed previously can help support families under great stress to care for their children. They can also help vulnerable children directly. Such efforts may involve helping communities identify problems among vulnerable children and families and ways to support them, encouraging leaders to protect the property and inheritance rights of widows and orphans, organizing cooperative child care or labor support, training com­munity members to assess needs and provide support, organizing orphan-visiting programs, or providing material or financial resources.

The most vulnerable children and fam­ilies are the least able to make their needs known. An active effort is required to identify them and to mobilize local resources to respond to their most urgent needs. Assisting communities in devel­oping and implementing assistance pro­grams involves respecting communities’ decision-making structures and enhancing communities’ ability to target assistance to vulnerable families.

3. Ensure that governments protect the most vulnerable children and provide essential services.

The most vulnerable children are those who fall through both safety nets. They need a third line of response. Under national law and the United Nations Conven­tion on the Rights of the Child, national governments have the ultimate responsi­bility to ensure that children are protected and cared for if they are on their own or if those with whom they live are unable or unwilling to care for them adequately.

This requires governments to intervene to protect abused or neglected children. Children who lose both parents are especially vulnerable. Many foster families provide the best care they can, but some have exploited or abused orphans they have taken in.

Governments also have a responsibility to provide services on many levels that improve the welfare of children, including ensuring access to safe water and health services, enabling all children to attend school, and empowering families to support themselves economically.

Ensuring that Governments Protect the Most Vulnerable Children and Provide Essential Services

Intervene to protect abused or neglected children

Build adoption and foster care mechanisms

Protect children’s property rights

Adoption and foster care mechanisms are needed to help children who require special placement. Building these mechanisms involves strengthening and expanding governmental or NGO programs, supporting measures to ensure rapid placement of abandoned infants, and, where institutional care exists, supporting screening procedures to ensure that children are placed in institutional care only when no better placement options are possible, that such care meets appropriate standards, and that institutional care is used on an interim basis until a family placement can be made.

Protecting children’s property rights can reduce their vulnerability. Nonetheless, many children orphaned by AIDS have to work to survive, and they often find themselves in harmful or abusive situations. Measures that can benefit children who must work include sensitizing police to the situation of children who work on the street and to any laws that protect them; promoting enforcement of child labor laws; providing less harmful ways for children to earn income; and working with employers to improve children’s work conditions, shelter, education, and training.

4. Build the capacities of children to support themselves.

Orphans often must support themselves and their younger siblings earlier than other children. HIV/AIDS catches children in a double bind. At a point where children face a premature need for education and training that will help them support themselves, economic pressures and the need to replace lost adult labor often force them to drop out of school. Girls are often forced to drop out first, causing long-term losses for the society.

Building the Capacities of Children To Support Themselves

Enable children to stay in school

Reduce labor demands on households

Protect children from exploitation

Enabling children to stay in school and to learn vocational skills improves their ability to provide for their own needs, now and in the future. Interventions to help children continue their education must address the specific factors that cause them to drop out. Assistance ­may be used to pay school expenses or voca­tional training fees, support apprentice­ships with local artisans, construct school facilities in exchange for guaranteed admission of orphans, and develop informal education for part-time students.

It is also important to decrease households’ dependence on children’s work. These could include initiatives to boost the income-generating capacity of poor households in areas seriously affected by HIV/AIDS. They could also include water, fuel, or other projects that reduce household work requirements, or respite care for people with HIV/AIDS.

Children must also be protected from exploitation and abuse. Vulnerable children need encouragement and support from their extended families, friends, teachers, neighbors, and members of their religious communities.

5. Create an enabling environment for affected children and families.

The significance of efforts by governments, NGOs, donors, religious bodies, and other entities will depend largely on the extent to which they make it easier for children, families, and communities to cope with the effects of HIV/AIDS. In addition to the strategies for direct intervention described above, all parties must work together toward the overarching goal of creating an enabling environment for those affected.

Creating an Enabling Environment for Affected Children and Families

Promote increased understanding and commitment

Reduce stigma and discrimination

Advocate and implement laws and policies that protect the safety and rights of affected children and families

Improve the coordination, effectiveness, and impact of programs

Mobilize and allocate appropriate and sufficient financial resources

Policymakers, community leaders, journalists, employers, and the public at large must develop an increased under­standing of the problems facing children affected by HIV/AIDS and a stronger commitment to address those problems. This can be done through conferences, efforts to attract media attention to the issues, and pub­lic information campaigns about the impact of HIV/AIDS and about how some communities are responding.

Stigma and discrimination impede efforts to prevent the spread of HIV/AIDS, to improve care and support of those with HIV/AIDS, and to reduce the effects on their family members. The process of reducing stigma and discrimination is largely one of reducing fear, ensuring basic legal protection, and transforming the public per­ception of HIV/AIDS from “their problem” to “our problem.” Providing informa­tion and challenging myths can help reduce fear. Laws to protect the rights of those with HIV and their families regarding health services, employment, housing, and schools can directly enhance their ability to cope.

In some countries, public attitudes have changed when political leaders and popular public figures have spoken out openly on HIV/AIDS. Some religious bodies have established ongoing programs to promote awareness and compassionate action.

The coordination, effectiveness, and impact of programs must be improved. Appropriate programs generally meet three criteria. The are effective, making a significant impact on priority problems. They are cost-effective, with a reasonable cost per beneficiary. And they are sustainable over the long term.

Several mechanisms can be instituted to improve coordination and increase the effectiveness of intervention programs. One is to establish a regular forum for key actors to come together regularly to share information, coordinate activities, and build partnerships. Another is to clearly define roles for governmental and nongovernmental actors. A third is to develop policies that define strategic approaches, programming priorities, and geographic responsibilities.

Sufficient financial resources must be mobilized and allocated to support essen­tial policies and priorities. In many Sub-Saharan African countries, responsibility for children’s welfare is often assigned to the most understaffed and underfunded gov­ernment agencies. Resource-strapped governments also rely on funding and assistance from donors and NGOs to pro­vide many health, educational, and social services. Collaboration among these agen­cies and organizations is essen­tial to im­proving the effectiveness and sustain­abil­ity of community-based responses to HIV/ AIDS. Such collaboration can create an environment that ensures and improves the welfare of children and families. It can also help ensure that pro­gram interven­tions are cost-effective and sustainable.

The private sector’s commitment to respond also should be nurtured. Many coun­tries have work-site HIV/AIDS prevention programs with nascent care compo­nents. In some countries, concerned employers are developing survivor support programs which include health, education, and vocational training. Private philanthropy also can be a source of support for local programs.

Laws and policies should be changed, where necessary, to reduce the vulnerability of children and families. At a minimum, laws and governmental policies and activities should promote women’s and children’s rights and status, allow women to own land and hold jobs, encourage men to take responsibility for and contribute to the support of their families, support increased NGO activity and coordination, increase multi-sectoral responses to HIV/AIDS, encourage private sector invest­ment in HIV/AIDS prevention and care, and redirect national investment to improve health care and educational opportunities for those affected by HIV/AIDS.

6. Monitor the Impact of HIV/AIDS on Children and Families

Because an HIV/AIDS epidemic is constantly evolving, monitoring its effects provides essential information to guide policy and program development. Systems that regularly collect and disseminate information on the health and socioeco­nomic impact of HIV/AIDS on families and children are particularly important.

Monitoring the Impact of HIV/AIDS on Children and Families

Collect and disseminate information on the health and socioeconomic impact on children, families, and communities

Enhance mechanisms for collecting data

Estimate and project the number of orphans

Involve community members in data collection

Update data regularly to reflect the evolving nature of the epidemic and the impact of interventions

Accurate information is essential for targeting assistance to children in the most seriously affected areas. There is a need to enhance mechanisms for collecting and analyzing data on the impact of HIV/AIDS on children, families, and communities; their coping strategies; the factors that contribute to the spread of HIV/AIDS; and existing programs and services. Estimates and projections of the number of orphans are particularly valuable.

When community members assist in collecting such data, they become more familiar with the scale and nature of the problems created by HIV/AIDS and are usually motivated to take charge and find solutions.

This data must be updated regularly to reflect the changing face of the epidemic and the impact of interventions.

Action Steps

Governments must undertake a series of steps to assist families, children, and communities affected by HIV/AIDS. Active community participation is essential for any program to be effective in addressing the needs of the most vulnerable children and families and for it to obtain international support.

In addition to undertaking interventions in the six strategic areas outlined above, governments must mobilize and coordinate resources for an effective response. Given the magnitude of the problems created of HIV/AIDS, even relatively low-cost interventions will require significant resources to be implemented at scale. Collaboration among governments, donors, and international organizations is essential to ensure that resources are mobilized and directed to the most cost-effective interventions in a coordinated way.

These efforts could be focused on collecting and analyzing critical information, including the costs of interventions, numbers and types of orphans and children affected by HIV/AIDS, and children’s and women’s rights. A special effort will be needed to gather this type of information on the impact of HIV/AIDS in Asian countries, including India and Bangladesh, in order to anticipate the extent of orphaning as soon as possible.

Individual children, families, and communities have been principally responsible for caring for individuals and families affected by HIV/AIDS. They have been affirmative in their responses and have developed low-cost models that can be emulated. Communities will flourish even while facing the challenges of this pandemic if they are supported and enabled by the institutions that condition their environment — the most important of which is government.

International organizations, donors, and NGOs can assist governments in ensuring that policies and infrastructure are in place to support community interventions and innovations. If we are serious about considering communities as partners, then we must understand and value their contributions and innovations. Community-based interventions are investments that can be leveraged with properly targeted funds.


Annex A. Statistical Tables



Figure A-1. 

The Demographic Impact of AIDS Epidemic on the 23 Study Countries, 2010

Country

Total

Population (millions)

Population Loss to AIDS (millions)

Population

Growth

Rate

(%)

Life Expectancy (years)

Infant Mortality (deaths < age 1 per 1000)

Child Mortality

(deaths < age 5 per 1000)

Fertility Rate (number of births per 1000)

East Africa

Burundi

 8.2

 0.8

 2.3

44.9

 80.4

130.8

5.3

Ethiopia

 81.2

5.8

 2.2

43.8

105.7

165.6

5.9

Kenya

 33.9

5.2

 0.5

43.2

 55.9

110.3

2.6

Rwanda

 10.1

2.7

 0.9

32.7

107.6

193.4

5.0

Tanzania

 36.1

7.8

 1.1

36.5

 90.9

166.1

4.4

Uganda

 26.4

6.3

 1.6

35.2

 86.1

168.1

5.2

Southern Africa

Botswana

 1.6

 0.5

-0.4

33.4

 66.1

147.5

2.9

Lesotho

 2.4

 0.3

 1.2

49.4

 65.7

107.5

3.1

Malawi

 10.7

3.4

 0.1

29.5

126.1

233.8

3.9

South Africa

 49.2

4.4

 0.7

47.8

 47.3

 86.3

2.6

Zambia

 11.5

4.2

 1.2

30.3

 97.4

202.1

5.4

Zimbabwe

 11.9

4.5

-0.5

33.1

 71.0

152.9

2.4

West and Central Africa

Burkina Faso

 14.2

3.0

 1.6

35.2

101.9

184.3

5.4

Cameroon

 20.6

1.6

 2.4

48.9

 64.5

110.6

5.0

Central African Republic

 4.2

 0.7

 1.4

39.9

 92.5

156.1

4.4

Congo

 3.3

 .5

 1.6

46.8

 80.4

133.7

4.0

Côte d’Ivoire

 20.3

3.2

 2.1

44.8

 65.4

118.7

4.9

Dem. Republic of Congo*

 69.3

5.3

 2.9

51.3

 77.9

118.7

5.6

 Nigeria

157.4

4.6

 2.8

59.7

 45.1

 79.2

5.1

Non-African

 Brazil 

183.7

9.8

 0.7

65.1

 31.5

 43.9

1.9

Guyana

 .7

 .0

-0.8

49.1

 51.7

 92.0

1.9

Haiti

 8.7

 .5

 1.9

52.5

 85.6

134.4

3.9

Thailand

 66.1

1.1

 0.6

72.9

 18.7

 25.0

1.8

*formerly Zaire     Source: U.S. Bureau of the Census, June 1996.


Figure A-2. Orphan Estimates for the 23 Study Countries, 1990

Country

Population of children <age 15

Maternal and double orphans1 from all causes

Maternal/ double orphans as % of children <age 15

% of maternal/ double orphans from AIDS

Paternal orphans2 from all causes3

Paternal orphans as % of children < age 15

Total orphans from all causes

Total orphans as % of children <age 15

East African Countries

Burundi

2,606,360

135,227

5.19%

7.20%

251,136

9.64%

386,363

14.82%

Ethiopia

21,809,882

1,222,619

5.61%

4.10%

2,270,578

10.41%

3,493,197

16.02%

Kenya

11,596,696

278,576

2.40%

15.20%

517,359

4.46%

795,937

6.86%

Rwanda

3,490,782

188,576

5.40%

28.30%

350,213

10.03%

538,789

15.43%

Tanzania

11,524,229

616,348

5.35%

30.60%

1,144,646

9.93%

1,760,994

15.28%

Uganda

8,240,715

583,278

7.08%

35.40%

1,083,231

13.14%

1,666,509

20.22%

Southern African Countries

Botswana

577,484

25,159

4.36%

20.60%

46,724

8.09%

71,883

12.45%

Lesotho

739,277

27,951

3.78%

36.10%

51,909

7.02%

79,860

10.80%

Malawi

4,283,697

259,208

6.05%

31.20%

481,386

11.24%

740,594

17.29%

South Africa

13,769,200

362,026

2.63%

13.80%

672,334

4.88%

1,034,360

7.51%

Zambia

3,985,464

311,045

7.80%

51.80%

577,655

14.49%

888,700

22.30%

Zimbabwe

4,797,706

275,572

5.74%

61.20%

511,777

10.67%

787,349

16.41%

West and Central African Countries

Burkina Faso

4,297,732

201,211

4.68%

23.50%

373,676

8.69%

574,889

13.38%

Cameroon

5,489,074

215,104

3.92%

10.20%

399,479

7.28%

614,583

11.20%

Central African Republic

1,244,113

73,600

5.92%

17.70%

136,686

10.99%

210,286

16.90%

Congo

975,333

50,250

5.15%

45.60%